By Nic Jansson - June 22, 2018
Understanding Regulatory Compliance Monitoring in the Energy Industry
Not only do companies risk monetary losses due to such trading activities but also face the potential of receiving fines and restrictions imposed by governing bodies (i.e. FERC, SEC, ISOs, etc.). In 2016, a Delta airlines executive was fined $300,000 and banned from trading at the CME group for...